Disciplinary Proceedings Against Delinquent Employee Abate Upon Death: Rajasthan High Court’s Landmark Ruling

Rajasthan High court on It employees

Introduction

In a significant ruling, the Rajasthan High Court has held that disciplinary proceedings against a delinquent employee abate upon their death, as no one else can effectively defend the allegations against them. The court reaffirmed that a delinquent employee is the only person who can properly defend himself/herself in departmental proceedings initiated against them by the State. If the employee passes away during the pendency of such proceedings, the inquiry cannot continue and must be abated.

This judgment underscores the fundamental principles of natural justice and ensures that punitive actions are not pursued against individuals who can no longer present their defense. It also clarifies that neither can such proceedings continue posthumously, nor can the deceased’s legal heirs be forced to participate in the process or suffer consequences such as forfeiture of pension and other benefits.

This article explores the legal reasoning behind this ruling, its implications for service law, and its alignment with principles of fairness and justice.

Rajasthan High Court’s Ruling in Girdhari Karmachandani v. Punjab National Bank

A landmark case that reinforced this principle is Girdhari Karmachandani v. Punjab National Bank, decided by the Rajasthan High Court’s bench of Justice Anoop Kumar Dhand. The petitioner, a bank employee, was facing disciplinary proceedings based on charge sheets dated 09.06.2015 and 04.08.2015. However, during the pendency of his writ petition challenging these charges, he passed away.

The court, considering  the principles of natural justice, ruled that:

1. Proceedings Cannot Continue After the Employee’s Death

The Court emphasized that disciplinary proceedings are inherently personal. The delinquent employee is the only one who can properly defend themselves, as they possess knowledge of the facts and circumstances related to the allegations.

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Once an employee passes away, no one can effectively defend those allegations, making it impossible to provide an opportunity for a fair defense.

The Court explicitly held:

when any allegations are made against an employee who is no more, no effective defense on his behalf can take place to prove the allegations as false.  Therefore, the inquiry cannot continue after the death of the employee in question.”

2. Charge Sheets and Consequential Proceedings Abate Automatically

Since the delinquent employee had passed away during the pendency of the proceedings, the charge sheets issued against him ceased to have legal effect. The Court declared that the disciplinary proceedings stood automatically abated.

The Court further ruled that the State could not proceed with the charge sheet and that the petition stood abated.

3. Financial Dues Must Be Released to Legal Heirs

The Court directed the employer to release the dues of the deceased employee to his legal representatives.

The legal heirs were given the liberty to file a representation before the authorities to claim all entitlements of the deceased. The authorities were expected to decide on the representation through a reasoned and speaking order, expeditiously.

Accordingly, the petition was disposed of, and the State was ordered to comply with the ruling.

  • Legal Precedents Supporting This Decision

The Rajasthan High Court’s ruling in Girdhari Karmachandani v. Punjab National Bank aligns with well-established legal principles laid down by the Supreme Court and various High Courts:

1. UCO Bank v. Rajinder Lal Capoor (2007)

The Supreme Court held that disciplinary proceedings must conclude within the employee’s lifetime. If an employee passes away, any pending inquiry becomes infructuous, and no punitive action can be taken.

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2. State of Punjab v. Khemi Ram (1970)

The Supreme Court ruled that an employee’s right to defend themselves is a fundamental aspect of disciplinary proceedings. If the accused dies before the proceedings conclude, the right to a fair hearing is lost, and further proceedings become null and void.

3. High Courts on Release of Pension and Gratuity

Various High Courts (Bombay, Delhi, Karnataka) have held that disciplinary proceedings cannot be used as a reason to withhold pension and other post-retirement benefits from the legal heirs of a deceased employee.

  • Implications of the Judgment

This ruling has significant implications for employees, employers, and administrative authorities in government and public sector organizations:

1. Protection of Employees’ Rights

Employees under investigation now have legal clarity that if they pass away, their families will not suffer unjust consequences.

This judgment prevents posthumous stigmatization and ensures financial security for the deceased’s dependents.

2. Uniformity in Service Law

The ruling establishes a uniform legal approach to pending disciplinary cases involving deceased employees.

It ensures that no arbitrary actions are taken by employers to deny benefits or continue proceedings posthumously.

3. Employer Guidelines for Handling Such Cases

Government departments and corporate employers must revise their disciplinary policies to comply with this ruling.

If an employee under investigation dies, the employer must:

  1. Immediately close the proceedings.
  2. Release due benefits to the legal heirs.
  3. Ensure no delays in pension or gratuity payments.

4. End of Vindictive Disciplinary Actions

In some cases, employers have used disciplinary proceedings as a tool to deny financial benefits to the families of deceased employees.

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This ruling prevents such misuse of power and ensures fairness in administrative action.

  • Conclusion

The Rajasthan High Court’s ruling in Girdhari Karmachandani v. Punjab National Bank reinforces the legal and ethical principle that disciplinary proceedings are personal and cannot outlive the accused employee. By holding that such proceedings automatically abate upon the employee’s death, the Court has upheld the principles of natural justice, fairness, and financial security for legal heirs.

Furthermore, the judgment provides much-needed clarity for both employees and employers, ensuring that legal heirs are not burdened with defending allegations they do not know. It also establishes that pension and gratuity cannot be arbitrarily withheld in the name of pending disciplinary action.

In sum, this landmark ruling safeguards the dignity of deceased employees and ensures their families receive rightful entitlements without facing unnecessary legal or financial hardships.

Furthermore, the judgment provides much-needed clarity for both employees and employers, ensuring that legal heirs are not burdened with defending allegations they do not know of. It also establishes that pension and gratuity cannot be arbitrarily withheld in the name of pending disciplinary action.

In sum, this landmark ruling safeguards the dignity of deceased employees and ensures their families receive rightful entitlements without facing unnecessary legal or financial hardships.

Author:-

Varsha,  a socially conscious and driven law student from Nashik,maharashtra who believes in justice, equality, and policy reforms for a better society. She is analytical, solution-oriented, and committed to creating positive change through legal and ethical means.

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